Sam observes: “The market does not care or wait for anyone. You need to make a plan and stick to it.” As Trade Coordinator Sam takes satisfaction in supporting the Operations Team for smooth and accurate completion of daily processing. This includes the processing of trading requests and questions, helping build trading models, and setting up accounts on various platforms.
Sam started his financial career at the Chicago Mercantile Exchange, followed by 25 great years as an institutional broker serving trading desks worldwide for Bank of Tokyo-Mitsubishi. More recently, Sam served for five years as an agent of New York Life Insurance Company.
Sam has a BS in finance from Eastern Illinois University, and previously held Serie 3, 6 and 63 registrations with FINRA. He is also a Certified Financial Planner™ professional.
He enjoys officiating soccer at the college, high school, and club level. Married with two adult children, Sam enjoys fitness activities, such as biking a XXX mile challenge, and reading historical fiction.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.