TC Wealth Partners  
Kathy Schelling
Kathleen Schelling - Compliance Advisor

Kathleen Schelling


Compliance Advisor

  Business Operations Team

Kathy Schelling is the firm’s gregarious and popular Compliance Officer. “I love that my position allows me to be in constant contact with all our employees,” she says.

Kathy holds the CFIRS designation (Certified Fiduciary & Investment Risk Specialist). As a member of the Operations Team, she develops, implements and maintains the company’s compliance program. In addition, she ensures that the firm’s policies and procedures conform and adhere with all applicable state and federal laws and regulations. She also manages external audit exam preparation and follow up.

Kathy got a head start on her career when at the age of 15 she microfilmed student records at a local college. After graduating with a BS in finance from the University of Illinois, Chicago, she worked in the trust department of a small community bank. Eventually she transitioned to a very large banking institution before finally finding a happy fit here at the firm.

Kathy’s focus outside of work is on family and home.